ISWC OpenIR  > 水保所知识产出(1956---)
地膜和秸秆覆盖对黄土高原旱作农田土壤水库 与作物产量的影响
林文
学位类型博士
导师刘文兆
2017-05
学位授予单位中国科学院研究生院
学位授予地点北京
关键词旱地农业 土壤水分 冬小麦 春玉米 水分利用效率 黄土高原 边界方程
摘要

在旱地农业中,水分是影响作物生产的主要因素。黄土高原是典型的旱农区,
为了克服降水稀少和季节分布不均的问题,土壤蓄水保墒是该区生产实践上广泛
采用的策略。本研究中,主要以覆盖保墒这一农艺措施为研究对象,首先由已有
研究结果整合分析覆盖对黄土高原春玉米水分现实生产潜力的影响。在此基础上,
选取黄土高原南部长武塬区为研究区域,根据该区冬小麦-冬小麦-春玉米(粮-
粮)轮作传统,研究覆盖措施对春玉米生育期和冬小麦休闲期农田土壤水库和作
物产量及水分利用效率的影响。同时,就该区域秸秆覆盖条件下时有发生的春玉
米减产情况进行试验和分析,提出改进意见。最后,从农田水分利用效率链的角
度上,根据试验结果分析地膜覆盖在作物耗水各环节中所起的作用,研究其在提
高农田水分利用效率方面的作用机理。取得的主要研究结果如下:
(1)以 French-Schultz 方法为基础,结合分位数回归法的思想,在相关理论
指导下,对产量-耗水量(Y-ET)边界方程的制定方法进行了改进。在此基础上,
对黄土高原已发表的 65 篇论文中 887 组数据进行了整合分析,提出黄土高原旱
作春玉米水分现实生产潜力方程,y = 60.5 (x - 50)。当耗水量到 314 mm 时,产
量达到最高为 15954 kg/ha。若不考虑地膜覆盖措施,则春玉米水分现实生产潜
力可用方程 y = 47.5 (x – 62.3) 来表示。当耗水量达到 325 mm 时产量达到最大
值 12840 kg/ha。进一步对地膜覆盖、秸秆覆盖和无覆盖处理条件下春玉米产量-
耗水量关系进行比较表明,不同耗水量情况下,地膜覆盖均可显著增加春玉米产
量和 WUE,为三种种植措施中的最佳选择。
(2)地膜覆盖条件下生育期 ET 有升高趋势,同时其休闲期蒸发量则低于其
它处理。因此,从土壤水库中水资源方面考虑,地膜覆盖是一种可持续的种植方
式。长武塬区的田间试验表明,春玉米生长期土壤水分变化深度可达 300 cm 土
层。农田水量平衡测算需要到这一深度。七年定位试验及补充试验结果表明,苗
期秸秆覆盖会导致春玉米减产,若将覆盖时期推迟到三叶期以后,则可表现出增
产效果,但较之地膜覆盖而言,增产幅度不大。
(3)黄土塬区旱作冬小麦生产中,夏闲期覆盖保墒对充分利用当地有限水资
源和提高作物产量具有重要作用,采用起垄覆膜,沟内覆盖秸秆的田间微集水覆盖措施较其他处理而言保墒增产效果更佳。冬小麦夏闲期覆盖试验表明,各覆盖
处理均显著增加土壤贮水量,其中垄上覆膜沟内覆盖秸秆(T3)处理在 2013 年
和 2014 年夏闲期较无覆盖处理分别增加 84 和 67 mm,在所有处理中均最高,其
次为小麦玉米混合秸秆覆盖(T6)处理,两年分别增加 59 和 47 mm;垄上覆膜
(T2)处理两年分别增加 56 和 42 mm,列第三。从夏闲期降水贮存效率(PSE)
上看,各覆盖处理 PSE 两年分别增加 9.7%-21.5%和 6.4%-21.3%。2013-2014 季
冬小麦产量结果表明,各覆盖处理产量均高于无覆盖处理,其中,T3、玉米秸
秆覆盖(T5)和 T6 处理达显著水平,增产分别为 705、638 和 732 kg/ha,但各
覆盖处理之间产量无显著性差异。播前底墒与小麦产量之间存在显著正相关关系;
高产对应于高耗水,进而导致收获期各处理土壤贮水量趋于一致,都居较低水平。
(4)无作物种植条件下,土壤温度和贮水量均随着地膜覆盖度而呈显著的直
线增加趋势,随着地膜覆盖度从 0%增加到 100%,降水贮存效率由 11%增加到
56%。而在种植春玉米的情况下,土壤温增温效应主要在春玉米生长的早期,7
月以后由于叶片的遮阴作用效果不明显。
(5)地膜覆盖增加了旱作农田水分利用效率链的各个环节,进而提高了旱作
农田降水利用效率、作物水分利用效率及作物产量。连续 7 年的田间试验中,与
无覆盖相比,地膜覆盖条件下旱作春玉米年增产 803-3102 kg/ha,农田降水利用
效率(PUE)均显著增加。在玉米生长的中后期,2013 年和 2015 年地膜覆盖条
件下 T/ET 分别为 73.3%和 82.0%,较之于无覆盖条件增加 18.4%和 18.1%。随
着地膜覆盖度的增加,表层(15 cm)土壤温度和降水贮存效率都呈线性增加
(p<0.05)。春玉米播种出苗期地温的提升显著提高了出苗率和壮苗率,促进了
植物生长发育,增加了生物量和 LAI,强化了蒸腾耗水,这也是地膜覆盖增加
T/ET 比例的重要原因之一。
关键词:旱地农业;土壤水分;冬小麦;春玉米;水分利用效率;黄土高原;边
界方程

其他摘要

Water is the main limiting factor for dryland farming. The Loess Plateau is a
typical rainfed area, where the precipitation is scarce in space and unevenly
distributed at annual or inter-annual scales. To remediate water problem, water
conservation measures are widely used. In this research, we focused on the soil
surface mulching measures. First of all, the potential yield under field experiment data
published in previous researches were researched to acquire a general idea of
mulching effect in this region. Based on this information, the Changwu tableland, in
the south of the Loess Plateau, was selected as the study area to carry out a series of
field experiments to explore how does mulching affect soil reservoir and crop yield.
Meanwhile, noticing the issue that straw mulch may lead to a yield reduction in spring
corn in this area, we searched out reason(s) and proposed an improved scheme.
Finally, the influences of plastic film mulch on soil water use from the scope of
precipitation use efficiency(PUE) chain were analyzed to clarify the mechanism of
plastic film mulching (PM) on field-scale water use improvement. The main findings
of this research were listed as follows.
(1) Based on the concept of the French & Schultz’s boundary function and the
quantile  regression  method,  an  improved  method  to  establish  the
yield-evapotranspiration (Y/ET) boundary function was developed. Taking spring
maize cropping experiments carried out on the Loess Plateau of China as a case study,
we collected 887 records from 65 papers published between 1987 and 2014. Based on
these data, a Y/ET boundary function of dryland spring maize was formulated as y =
60.5 × (x − 50), with the yield maximized to 15,954 kg ha −1 when ET exceeded 314
mm. Without film mulching, the Y/ET boundary function was formulated as y = 47.5  × (x − 62.3), with the yield reaching to 12,840 kg ha −1  when ET exceeded 325 mm.
We further compared the maize production under three mulching operations: plastic
film mulching, straw mulching, and no mulching, among which, plastic film mulching
tended to be the most effective measure in increasing the yield of spring maize and
thus water use efficiency, regardless ET.
(2) Under the PM treatment, ET of spring maize tended to be higher during the
growing season while lower in the fallow period, compared with the other operations
(without significance). In that case, PM is the most sustainable treatment with respect
to soil water balance. Soil water change of dryland spring maize could reach as deep
as 300 cm. A 7-year experiment and the supplemental experiment confirmed that
straw mulching at the seedling stage may lead to yield reduction, and this effect can
be mitigated by delaying the straw application to the three-leaf stage.
(3) Summer fallow mulching made full use of the limited precipitation and
increased wheat yield significantly in the dryland region on the Loess Plateau.
Ridge-furrow frame combined with plastic film and straw mulch, which also acted as
micro-catchment patterns, outperformed the other treatments in improving soil water
and wheat production. Results showed that all mulching operations for the summer
fallow period could significantly increase soil water storage: T3 (ridge-filmed-by-
plastic + furrow-mulched-by-straw) increased soil water storage by 84 mm (in 2013)
and 67 mm (in 2014) during the summer fallow period, which ranged as the highest
among the other operations; T6 (mulched by straws from wheat and corn) also had a
good performance, with soil water storage increased by 59 and 47 mm, followed by
T2 (ridge-filmed-by- plastic) increased by 56 and 42 mm. Precipitation storage
efficiency increased by 9.7%-21.5% and 6.4%-21.3% under different mulch
treatments in 2013 and 2014, respectively. Mulch treatments increased wheat yields
by 361-732 kg ha -1 in 2013-2014, among which yields were increased by 705, 638
and 732 kg ha -1 (p<0.05) for the treatment T3, T5 (no mention before) and T6,
respectively. The yield of inter wheat increased linearly with soil water storage at
sowing stage. Higher yield required higher water input, which further led to a
uniformity in soil water storage (at a low level) during the harvesting stage.
(4) Without the influence of crop growth, both soil temperature and soil water
storage was increased linearly as the increase of plastic film mulching degree. When
the mulching degree increased from 0% to 100%, PSE increased from 11% to 56%.
While with the influence of crop growth, soil temperature mainly increased in the  early stage of spring maize. After July, the warming effect of PM decreased as the
shade effect of maize leaves.
(5) Plastic film mulching increased all parts of dryland water use efficiency chain
and further improved precipitation use efficiency, field water use efficiency and crop
yield. In the seven consecutive years of field experiment, compared with no mulching
treatment (CK), spring maize yield under the PM operation increased by 803-3,102 kg
ha -1 , PUE also increased significantly. In the mid-late stage of spring maize, the T/ET
ratio of PM was 73.3% in 2013 and 82.0% in 2015, 17.4% and 18.1% higher than that
of CK respectively. With the increase in PM degree, both soil temperature (soil layer:
15 cm) and precipitation storage efficiency increased linearly (p<0.05). Higher soil
temperature during sowing and seedling stage significantly enhanced the maize’s
sprout rate and crop growth, so as to crop biomass and LAI. Water transpiration
process was also intensified, which was one of the main reasons to trigger higher
T/ET ratios under the PM treatment.
Key words: Dryland farming, soil water, winter wheat, spring maize, water use
efficiency, Loess Plateau, boundary function

语种中文
文献类型学位论文
条目标识符sbir.nwafu.edu.cn/handle/361005/9123
专题水保所知识产出(1956---)
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林文. 地膜和秸秆覆盖对黄土高原旱作农田土壤水库 与作物产量的影响[D]. 北京. 中国科学院研究生院,2017.
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