ISWC OpenIR  > 水保所知识产出(1956---)
基于能值的宁南黄土丘陵区农业生态系统可持续发展研究 — 以固原市原州区为例
白小梅
学位类型博士
导师李壁成
2015-05
学位授予单位中国科学院研究生院
学位授予地点北京
关键词黄土高原 原州区 农业生态系统 能值分析 可持续发展
摘要

农业提供人类基本的生存保证,是国民经济发展的基础,农业的可持续发展是实现整
个社会可持续发展的重要组成部分。近几十年来,随着需求的不断增长,农业发展正面临
着生态环境问题的威胁和危害,如资源短缺、耕地退化、土壤污染等,严重影响农业系统
的生产功能和可持续发展能力。宁南黄土丘陵区位于黄土高原西部,是我国北方农牧交错
的生态脆弱带的一部分,由于历经数代垦殖和对土地的不合理利用,生态平衡遭到破坏,
自然灾害频发,水土流失严重;并形成以单一的种植业为主的农业生产模式,广种薄收,
人民生活贫困。严重制约了该地区社会、经济和生态的协调发展。解放后,这里被列入“三
西”扶贫计划范围,国家不断花大力气致力于这里的生态恢复建设和农业生产结构调整,
以改善当地的贫穷落后状况;中国科学院于此设点考察 30 余年,并指导该地综合治理生
态环境,成效显著。因此,本文选择具有典型黄土丘陵区生态脆弱带特征的宁夏回族自治
区固原市原州区为研究案例,基于 Odum 的能值分析法,通过对农业系统可持续发展性能
的多角度定量化研究,以期为合理利用农业资源和区域农业发展的科学决策提供有力依据。
核心内容包括:
以可持续发展理论、生态经济学、资源学和人工-自然复合系统论基本原理为理论框
架,运用能值分析理论和方法,对宁夏原州区农业生态经济系统的能量转换过程进行分析,
揭示其 30 年来能值投入产出结构动态变化和农业生产中结成的特殊人地关系,并选取有
效指标评价农业系统的可持续发展性能;利用相图直观的表达方式,揭示系统生产过程与
自然环境和经济系统之间的关系,比较不同的资源开发和利用模式下系统的资源配置比例
和发展态势;应用生态足迹方法结合能值分析,对原州耕地资源可持续利用程度进行量化
研究;借鉴绿色 GDP 核算方法结合能值分析,评估农业 GDP 增长过程中的资源环境代价。
主要研究结果如下:
(1)从能值投入结构现状来看,原州区农业系统对自然环境的依赖性比较强,但由
于购买能值不足或科技水平低而导致自然资源利用效率不佳,属于资源高消耗性经济发展模式,其农业生产仍处于以劳动密集型为特征的传统农业生产阶段。
(2)从能值产出结构现状来看,原州区农业的主导产业是种植业和畜牧业,林业及渔
业产出比例较小,尤其种植业占据明显优势地位(73.2%),种植业以小麦、玉米、马铃
薯和油料为主要产出,其中油料能值产出居种植业首位(78.5%),玉米和小麦次之。2012
年原州区净能值产出率为 2.81,意味着该地区农业生产系统整体功能良好,能值回报率较
高。但通过环境负载率和能值可持续性指数的分析结果发现,原州区农业生态环境承受着
巨大的压力,生态退化已严重阻碍了农业的可持续发展,农业生态经济系统处于不可持续
发展状态。
(3)1983~2012 年 30 年间,原州农业生态系统能值投入及产出结构得到不断优化,系
统的运行效率显著提高。能值投入结构变化显示原州区农业生产不再单纯的依靠环境资源
投入来维持,对来自系统外经济反馈能值的依赖性在不断增强。能值产出构成变化显示,
原州区农业生产仍以种植业和畜牧业为主,林业与渔业产出贡献率较低,也没有明显的增
长趋势,而种植业内部能值产出结构变化比较大,这也是原州区农业系统运行效率大幅提
高的另一重要原因。与此相对应,能值产出率变化表明近 30 年来原州区农业生产系统的
产出能力在不断增强,2001 年开始稳步由能值亏损转变为能值盈余。但原州区农业系统的
可持续发展能力仍然较弱,30 年间均处于不可持续发展状态。对维系农业生产的基本自然
资源—耕地利用程度分析结果显示,80 年代以来原州区耕地利用长期处于生态赤字即不可
持续状态,表明耕地对经济和社会发展的支撑能力较弱,人地矛盾突出。而目前耕地利用
总体上朝着集约程度高的方向发展,这有利于土地资源的节约利用,减缓耕地压力。同时
农业绿色 GDP 核算结果进一步表明,原州区农业生产的资源环境成本比例持续增加,经
济增长带来的正面效应(创造财富)越来越低,而不利于可持续发展的负面效应则越来越
高。
(4)采用不同分析方法对原州区农业生态经济系统的可持续发展状况研究结果表明,
研究区农业生态系统处于不可持续发展状态,随着研究区生态条件的改善,不可持续状况
有弱化的趋势,而人口增长、人类对农业资源不合理的开发利用和自然气候条件较差是导
致不可持续状况出现的主要原因。因此,原州区可以通过加大农业科技投入以提高资源利
用效率、继续推进农业结构调整、严格控制人口数量等措施来增强农业可持续发展能力。
关键 词 : 黄土高原;原州区;农业生态系统;能值分析;可持续发展

其他摘要

Agriculture provides the basic human survival guarantee and it is the foundation of the
national economic development, so the sustainable development of agriculture is an important
part to realize the sustainable development of the whole society. In recent decades, with the
growing of demand, agricultural development is faced with the threat and risks of ecological
environment problems, such as shortage of resources, land degradation, soil pollution. These
problems seriously influenced the production function and the ability of sustainable development
for agricultural system. The loess hilly-gully area of south Ningxia is located in the west of the
loess plateau, and it is the typical ecological fragile zone of farming-pastoral part in north China.
At present, this region is facing the threat of ecological imbalance, natural disasters and serious
soil erosion as a result of successive cultivation and unreasonable use of land. Crop cultivation is
the single and main production mode for many years in this area. Because the extensive
cultivation, farmers live in poverty. These problems have already severely restricted the harmony
development in regional economy, society and environment. After liberation, this region was
included in the scope of Poverty Alleviation Program of “Three West”. In order to improve the
lagging condition, the government has increased investment in the construction of ecological
restoration and agricultural production structure adjustment. And, Chinese Academy of Sciences
has achieved remarkable results through establishing experimental area in comprehensive
treatment of agricultural environment for more than 30 yeas. So, we selected Yuanzhou County, a
typical ecological fragile area of the Loess Hills zone, as the study area to analyze the
development tendency of agricultural system in recent decades based on emergy analysis.
Through quantitative research of its sustainable development from various perspectives, this  thesis attempted to provide strong basis for rational utilization of agricultural resources and
regional scientific decision-making of agricultural development. According to this objective the
core contents of this paper include:
Based on the theory of sustainable development, ecological economics, resource science
and basic principle of artificial - natural compound system, using the emergy analysis, this paper
analyzed the energy conversion process of agricultural ecological system in Yuanzhou County
for 30 years, and revealed the dynamic changes of input–output framework of emergy and the
relationship between human and environment in agricultural production, and evaluated its
sustainable development capacity through the effective indicators; Using intuitive expression of
phase diagram, revealed the relationship between agricultural production process and natural
environment, as well as economic system, compared the resource allocation and development
tendency with the different modes of resource utilization; Using the Ecological Footprint method
combined emergy analysis, quantified and evaluated the sustainable use extents of cropland
resources; Using the green GDP accounting method combined emergy analysis, evaluated the
cost of resources and environment in the process of agricultural GDP growth. The main results
obtained in this study were as follows:
(1) From the perspective of present emergy input structure, the agricultural system of
Yuanzhou County had a strong reliance on the natural environment. But because of the low level
of technology, the efficiency of natural resources use was poor, so the agricultural system
belonged to economic development model of serious resource wasting. The results showed that
its agricultural production is still in the stage of traditional agriculture characterized by
labor-intensive.
(2) From the perspective of present emergy output structure, the leading industries of
agriculture in Yuanzhou were planting and animal husbandry, and the proportions of forestry and
fisheries were very small. Especially the planting occupied obvious advantage proportion
(73.2%). The planting production includes wheat, corn, potatoes and oil plants. Among these, the
output of oil seeds occupied first place (78.5%), and corn and wheat were in second. The emergy
output ratio was 2.81 in 2012. This means that the whole function of region’s agricultural
production system ran well, and emergetic returns was high. But through the indicators of
environment load ratio and emergy sustainability, we found that the agricultural environment
was under tremendous pressure in Yuanzhou County, and ecological degradation has seriously
hindered the sustainable development of agriculture. The agricultural system was in a state of  unsustainable development.
(3) From 1983 to 2012, the efficiency of the agricultural system of Yuanzhou County had
increased remarkably due to the improvement of structure for input and output. In terms of the
structure of emergy input, the agricultural production of study area was no longer simply relying
on environmental resources to maintain, and the dependence on feedback from the system
economy was growing. In terms of the structure of emergy output, main body of agriculture in
Yuanzhou was planting and animal husbandry. The output contribution rate of forestry and
fishery were very small, and there was no increased trend from 1983 to 2012. The emergy output
structure of planting has changed remarkably. This change was another important reason that
efficiency of agricultural system has greatly increased in studied area. To be corresponding to
this, the trend of emergy output ratio showed that the output capacity of agricultural system has
enhanced, and the ecological balance has converted from emergetic deficits into emergetic
surplus in 2001. But the ability of sustainable development was weak, and the system was in a
state of unsustainable development during 30 years. Through the sustainable analysis of cropland
utilization in Yuanzhou County, the results showed that the cropland use was in the ecological
deficit, and it was unsustainable since 80’s. This also meant that the ability of cropland to support
development of society and economy was weak with notable contradictions between human and
land. But the cropland use at present was developing in the direction of intensive management.
This would be helpful for the economical use of land and easing of pressures on cropland in
Yuanzhou County. At the same time, the results of agricultural green GDP accounting further
indicated that resources and environment cost ratio has increased. That is, the positive effects of
national economy growth (wealth) were reducing, while the negative effects that against the
sustainable development were increasing.
(4) We evaluated the sustainable development of agricultural eco-system the condition using
different method. The results show that the development of agricultural ecosystem in study area
was unsustainable. And unsustainable situation tends to weaken with the improvement of
ecological condition in the study area. Population growth, irrational use of agricultural resources
and poor natural climate conditions were major causes that led to unsustainability. So the
sustainability would be improved if take some necessary measures such as increasing investment
of agricultural technology, adjusting agricultural structure and strictly controlling of population
and so on.  

语种中文
文献类型学位论文
条目标识符sbir.nwafu.edu.cn/handle/361005/9062
专题水保所知识产出(1956---)
推荐引用方式
GB/T 7714
白小梅. 基于能值的宁南黄土丘陵区农业生态系统可持续发展研究 — 以固原市原州区为例[D]. 北京. 中国科学院研究生院,2015.
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